NISM Series VII Opretion Risk

NISM Series VII-Securities Operations & Risk Management Certification

Unit NISM SORM Syllabus Weight(in %)
1Introduction to Securities Markets 5
2Market Participants in the Securities Markets 10
3Introduction to Securities Broking Operations 20
4Risk Management 15
5Clearing Process 15
6Settlement Process 15
7Investor Grievances and Arbitration 10
8Other Services Provided by Brokers 10

Assessment Structure: Exam Pattern for NISM DOCE

DURATION NO. OF QUESTIONS MAXIMUM MARKS PASS MARK NEGATIVE MARK CERTIFICATE VALIDITY EXAM FEES
120 Minutes 100 100 50 25% FOR WRONG ANSWERS 3 Years Rs 1500/-